| Inclusions through the Link Entity (LE) |
The Associated Entity (AE), whose client wishes
to carry out an inclusión on Latibex, should send
instructions to their foreign custodian to deliver the
shares free of charge to the LE's foreign custodian,
indicating all the following information:
- ISIN code and name of the security subject to inclusion.
- Number of Shares to be included.
- Iberclear code of the AE to which the inclusion should be assigned in Spain.
- Final Investor information (AE client).
It is advisable for the AE to inform that the LE of
all previous information, as well as settlement instructions in the market of
origin (transfer agent with their code at the Central Depository, account and
name of the agent-final beneficiary- and the transfer dates).
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| Exclusions through the Link Entity (LE) |
The Associated Entity (AE),whose client wishes to
carry out an exclusion from Latibex, should send instructions to the LE
indicating all the following informations:
- ISIN code and name of the securities subject to exclusion
- Number of shares to be included
- Registration references (RRs) of the shares to be excluded
- Iberclear code of the AE to which the exclusion sholud be assigned in Spain
- Final Investor Information (AE client)
- Settlement instructions in the market of origin (transfer agent with their code
at the Central Depository, account and name of the agent- final beneficiary)
The AE should additionally send instructions to their foreign custodian to
accept the shares transfer free of charge from the LE's foreign custodian.
On receiving the confirmation of exclusion on the part of the Iberclear, the LE shall
ask their foreign custodian to transfer the securities free of charge in
accordance with the instructions received.
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| Inclusions through the direct Iberclear-Central Depository connection in the country of origin |
The Associated Entity (AE), whose client wishes to be
listed on the Latibex, sholud send instructions to their foreign custodian to
deliver the shares free of charge to the account the Iberclear holds at the Central
Depository of origin, indicating all the following information:
- ISIN code and name of the security subject to inclusion.
- Number of shares to be included.
- Iberclear code of the AE to which the inclusion should be assigned in Spain.
- Final Investor information (AE client).
On receiving confirmation from the Central Depository in the country of origin
of having received the securities, the Iberclear shall transfer the securities to the
AE according to the instructions received. The transfer shall be carried out
inmediately.
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| Exclusions through the direct Iberclear-Central Depository connection in the
country of origin |
The Associated Entity (AE), whose client wishes to be
listed on the Latibex should send instructions to their foreign custodian to
accept the sahres free of charge from the account the Iberclear holds at the Central
Depository in the country of origin. The AE shall transfer the securities free
of charge, by means of a M36 message, to the code of the entity assigned by the
Iberclear to the corresponding System of origin, indicating all the following
information:
- Date of the operation.
- Cross and order reference
- ISIN Code and name of the security subject to exclusion
- Number of shares to be excluded
- Registration References (RRs) of the shares to be excluded
- Iberclear code of the AE to which the exclusion should be assigned in Spain.
- Final investor information (AE client).
- Settlement instructions in the market of origin (transfer agent with their code
at the Central Depository, account and name of the agent - final beneficary)
The Iberclear shall ask the Central Depository in the
country of origin to tranfer the securities free of charge according to the
instructions received.
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